Risk management and compliance

Risk management and compliance support, including compliance audits, risk management support, COLP and COFA support, claims and complaints and disciplinary defence work.

Business management

Advice on business management, including business structures, data management/management information, new areas or sources of business and Lexcel/WIQS/CQS

Insurance

Consultancy services to insurers and brokers, including professional indemnity insurance, audits and data management/management information.

Risk management and compliance Business management services Services for insurers and brokers

Welcome to Compli

Compli is a bespoke risk management and compliance consultancy service providing advice and assistance, with the benefit of legal professional privilege and protection of professional indemnity insurance, to lawyers and legal sector stakeholders, including banks, investors, insurers and brokers, on risk management and compliance, business management and strategy, and training on regulatory and statutory obligations, either face to face or online.

Our award winning Compli team of solicitors with extensive experience of risk and compliance issues, supported by Weightmans lawyers and industry experts, offers advice and assistance to law firms and other businesses in the legal sector, enabling them to navigate their way through the ever-changing regulatory landscape by promoting and implementing sound regulatory practice and robust financial systems, underpinned by incisive commercial advice on business management and structure, as well as employment, HR, corporate and insolvency advice delivered by specialist teams with outstanding experience in their disciplines.

Staying on top of regulatory obligations, policing financial systems, remaining compliant and operating in line with industry requirements must be a priority for law firms. Unlike many risk and compliance consultancy services, we are a full service law firm and are able to provide legal advice upon which firms can rely with the benefit of legal professional privilege, and which comes with the protection of professional indemnity insurance.

Our objective is to help firms mitigate risk, improve efficiencies and increase profitability. From one-off projects to ongoing support across a wide range of issues, we work with firms to develop and improve their systems and procedures, to identify areas of non-compliance and provide simple, commercially viable, effective solutions.

Whatever the size or structure of your business, and whoever regulates you, Compli can provide assistance and guidance to help your business thrive in these challenging times of evolving regulatory, compliance and risk requirements. We can act under a tailor-made, fixed fee annual retainer service with access to our dedicated helpline, agreed fee for individual projects, or hourly rates, whichever best suits your business. We will work with you to produce a bespoke solution to satisfy all your requirements at a cost designed to deliver real commercial benefit to your firm. The support from Compli allows you and your firm to manage the compliance challenge efficiently and effectively, freeing up your time to concentrate on generating income whilst leaving regulatory, compliance and a range of other issues in the hands of experts. Compli also works with investors, banks, insurers and brokers, to identify whether a business is robust and stable from a regulatory and financial basis, carrying out due diligence, pre and post inception insurance compliance health checks to assess risk and reviewing claims.

Call us on +44 (0)345 070 1047 or email compli@weightmans.com to discuss how we can help you.

Compli e-learning courses

We have developed a comprehensive suite of training courses which have been designed by experts recognised as leaders in their field.

 

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News and Insights


Regulatory update - October 2018

I have been busy over the past month speaking at a number of conferences on topics including GDPR, the SRA Handbook changes and the COLP’s role…

60 second updates
New SRA Transparency Rules

The Legal Services Board approved the SRA Transparency Rules on 3 August 2018, and the rules relating to price and service information, and regulatory…

Andrea Cohen
Andrea Cohen Consultant

60 second updates
Are you ready for the SRA Amendments to Regulatory Arrangements (Insurance Distribution) Rules 2018?

The new rules take effect from 1 October 2018 and implement the requirements of the EU Insurance Distribution Directive.

Andrea Cohen
Andrea Cohen Consultant

60 second updates
Regulatory update - September 2018

In spite of holiday season, August was a busy month at SRA HQ so here is a round-up of things you may have missed whilst away.


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