Insights

What has the Compli team been discussing recently? Find out from our news service and please feel free to contact a member of our team for more information about any of the issues highlighted below.

Regulatory update – Summer 2019

Welcome to the summer edition of our newsletter.

Danielle Best
Danielle Best Associate
Insights

New SRA standards, rules and regulations

With new SRA regulations due for release on 25 November 2019, our Compli team will be holding seminars throughout September to help you discover the…


Insights

Regulatory update – June 2019

We are now at the halfway point of what has so far been a very busy 2019 in the regulatory world. The SRA are expanding their enforcement team to…

Danielle Best
Danielle Best Associate

Insights

Regulatory update – May 2019

Welcome to May’s edition of our monthly newsletter, providing you with updates on compliance and regulatory issues, and some recent examples of issues…

Andrea Cohen
Andrea Cohen Consultant

Insights

Regulatory update – April 2019

Welcome back to our monthly newsletter which provides you with updates on compliance and regulatory issues.

Danielle Best
Danielle Best Associate

Insights

Regulatory update – March 2019

Welcome back to our monthly newsletter which provides you with updates on compliance and regulatory issues.

Andrea Cohen
Andrea Cohen Consultant

Insights

Regulatory update – February 2019

Welcome back to our monthly newsletter which provides you with updates on compliance and regulatory issues.

Danielle Best
Danielle Best Associate

Insights

Is your firm fit to face the changes?

Kick-start your regulatory fitness regime for 2019 and prepare for the new SRA Standards and Regulations.


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