News & Insights
What has the Compli team been discussing recently? Find out from our news service and please feel free to contact a member of our team for more information about any of the issues highlighted below.
In the January 2015 edition of SRA Update, the regulator has issued guidance to firms on protecting and maintaining client confidentiality.
A number of local authorities have recently announced that they intend to apply for ABS status. The outcome of the first applications are due…