News & Insights

What has the Compli team been discussing recently? Find out from our news service and please feel free to contact a member of our team for more information about any of the issues highlighted below.

Insights
Regulatory update - October 2018

I have been busy over the past month speaking at a number of conferences on topics including GDPR, the SRA Handbook changes and the COLP’s role…


Insights
Are you ready for the SRA Amendments to Regulatory Arrangements (Insurance Distribution) Rules 2018?

The new rules take effect from 1 October 2018 and implement the requirements of the EU Insurance Distribution Directive.

Andrea Cohen
Andrea Cohen Consultant

Insights
Regulatory update - September 2018

In spite of holiday season, August was a busy month at SRA HQ so here is a round-up of things you may have missed whilst away.


Insights
Regulatory update - August 2018

So the World Cup is over (well done England and Gareth Southgate for bringing some well needed 'feel-good factor' (and stress during the penalty…


Insights
Regulatory update - July 2018

Read Michelle Garlick's latest Regulatory Affairs Committee update for the Manchester Law Society Messenger.


Insights
What’s on your Christmas wish list?

Christmas is fast approaching and with 2018 bringing many changes to your risk and compliance obligations, we wondered what would be on your wish list…


Insights
Leigh Day highlights the SRA’s inconsistent approach to enforcement

Martina Hogg argues that the soon-to-be-launched enforcement consultation must take into account concerns about how the regulator handles SDT cases.


Insights
SRA's Anti Money Laundering Report May 2016

The report summarises the findings of the SRA thematic review of anti money laundering compliance in law firms, conducted between October 2014 and…


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