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Compliance and Ethics Barometer

The greater emphasis on ethics in the SRA’s Standards and Regulations means that firms will need to understand better the culture and make-up of their firm to ensure that their staff are upholding the fundamental principles of ethical behaviour.

Through a series of anonymous on-line questions, Compli’s Compliance and Ethics Barometer:

  • Enables firms to identify trends, measure, record and improve their staff’s attitude to compliance and ethics
  • Provides evidence to the SRA and insurers that the firm is taking compliance, risk and ethics seriously
  • Can be used as part of a firm’s training and risk management programme
  • Anonymity is guaranteed so staff feel able to be open and honest thus giving the firm a more accurate picture of what is happening “on the ground”

Our service includes:

  • Anonymous on-line staff questionnaire
  • Analysis of results by the Compli team with written report
  • Consultation with a member of the Compli team to discuss the results and agree plan of action

It can be purchased as a discrete service or included as part of our Compli retainer service.

Complete the form below for a free, no obligation discussion.

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