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What has the Compli team been discussing recently? Find out from our news service and please feel free to contact a member of our team for more information about any of the issues highlighted below.
Martina Hogg argues that the soon-to-be-launched enforcement consultation must take into account concerns about how the regulator handles SDT cases.
That’s correct. Last week the High Court gave its judgment in Purrunsing v A'Court & Co (a firm) & Anor  EWHC 789 (Ch) (14 April 2016).…
The SRA recently issued a warning notice in respect of potentially fraudulent personal injury claims: Thursday, March 24, 2016